Decision supervision for discretionary desks

Every control fires at order entry or after the fact. The decision happens before both.

Trading plans evaluated against the firm's actual mandate before capital moves. A forecast engine that scores its own predictions against what the trader does next. A sealed evidence chain on every decision. Deployed single tenant inside the firm's own environment, with no data egress of any kind.

THE SYSTEM, ENTIRE
Mandate evaluated before capital moves
Falsifiable forecasts, scored against the trader's next committed plan
Sealed evidence chain on every decision
Your Azure tenant · zero data egress
Firm sees process · trader keeps the dialogue
Observes everything · blocks nothing
0DATA EGRESS · NO EXTERNAL CALLS
2PLANES · OFFICER AND TRADER
94BPS PER YEAR · THE DOCUMENTED COST OF UNMANAGED BIAS¹
90DAY PILOT · ONE DESK · FIRM TENANT
DEPLOYS ON Microsoft Azure · Entra ID
¹ Essentia Analytics client research, 2020. Full sourcing in Exhibit A.
FIRM TENANT · MICROSOFT AZUREPRIVATE NETWORK · FIRM KEYS · ENTRA ID
TRADER PLANETHE COACHING DIALOGUE
COACH
Third session this week with a planned re-entry inside 15 minutes of a red trade. Your loss rate on those is documented.
REMAINS ON TRADER PLANE
TRADER
Fair. Cutting size and waiting for the level this time.
REMAINS ON TRADER PLANE
TRADER
Committing the plan. AAPL long, thesis attached.
PLAN → FIRM PLANE
COACH
As committed this projects 20% single name against a 15% mandate limit. Worth resizing while it is still a plan.
REMAINS ON TRADER PLANE
TRADER
Resizing to 12%. Recommitting.
PLAN → FIRM PLANE
FIRM PLANEOBSERVATION REGISTER · RISK & COMPLIANCE
10:02:41Plan committed · AAPL longCOMMITTED
10:02:42Observation · projected single name exposure 20.0% of NAV against a 15.0% limitLIMIT EXCEEDED
10:03:15Plan amended · re-evaluation at 12.0%WITHIN MANDATE
10:03:15Evidence chain sealed · plan, evaluation, observation, amendmentRECORDED
EVERYTHING ABOVE RUNS INSIDE THIS BOUNDARY. MODELS, DATA, RECORDS. ALL OF IT.
The dialogue on the left is never summarized, scored, or forwarded. Committed plans, mandate evaluations, and observations cross to the officer register. Nothing else does, and nothing at all crosses the tenant boundary.

Fifteen minutes on the live product.

Fifteen minutes, recorded on the live product. Every figure on screen is computed from the record at request time.

Three readers, three first pages.

RISK & COMPLIANCE

Where do the numbers come from, and what leaves our walls? The register answers with the figure, the ledger, and the stamp.

The officer register →

DESK HEADS

What do I see, and will my traders accept it? Process per trader, with the dialogue structurally out of reach.

Desk & Analytics →

TRADERS

Is the conversation private? Structurally. The dialogue is never summarised, scored, or forwarded.

What the firm never sees →

ALLOCATORS & ODD

How is AI use governed and evidenced? With an artifact instead of a paragraph.

Regulatory & ODD →

What the officer reads.

Emre Sato (Simulated) · Systematic · clause 8.1 v1 ×26
first 30/08/2026, 18:30:30 · latest 30/08/2026, 22:41:15 · worst 1.71× the limit · 22 open · 4 acknowledged · 1 unreviewed by you
HTML rendering of the deployed build (rc1-6-3). Figures are live values from Aurora Capital Management (Simulated).
Emre Sato (Simulated) · 44 prior plans, 25 exceeded
proximity 1.2× forecast 0.49 · realised 0.59 · 41 settled 45%
next plan exceeded
HTML rendering of the deployed build (rc1-6-3). Figures are live values from Aurora Capital Management (Simulated).
Acknowledgements (ledger)
2026-08-31T19:31:14.969Z · E2E Officer (compliance,org_admin) acknowledged 10 observations · Kofi Petrov (Simulated) · clause 8.1
HTML rendering of the deployed build (rc1-6-3). Figures are live values from Aurora Capital Management (Simulated).

The asset is judgment.

“We build instruments, not autopilots.”

A wall produces compliance at the moment of the wall and nothing afterward. An observation, surfaced while the decision is still open, with the trader's own record and the mandate's own words attached, produces something a wall never can: a trader who catches the pattern themselves next time.

Read the doctrine →

One product. One price list.

Pricing

Forty thousand a year for the sealed deployment in your own tenant, ten thousand per trader seat, oversight seats unlimited. A ninety-day pilot on one desk is twenty-five, credited on conversion.

Paper series.

Four short papers on the thinking behind the system. Subscribers receive each one on release.

I The supervisory record stops where the decision begins FIRST · FORTHCOMING
II Software that cannot see your trades FORTHCOMING
III The firm sees process. The trader keeps the conversation. FORTHCOMING
IV We built a system that could block trades. It never will. FORTHCOMING

Request a briefing

The system running live on Aurora Capital Management (Simulated), viewed from the officer register and the trader plane in turn. Attendance from the risk function is welcome and usual.

A briefing is the system running live on Aurora Capital Management (Simulated), a fifty-trader showcase organisation running through the real product pipeline, viewed from both planes. A regulatory alignment memo is available in advance on request.