Compliance

Why firms deploy DojiPad: the compliance read.

Compliance officers, allocators and ODD.

Where do the numbers come from, and what leaves our walls? The register answers with the figure, the ledger, and the stamp. Every committed plan, mandate evaluation, observation and officer acknowledgement lands in an append-only evidence chain. Nothing is reconstructed after the fact, and there is no route to edit or remove an entry.

How is AI use governed and evidenced? With an artifact instead of a paragraph. Regulatory governance and ODD material sits on the Regulatory page.

The evidence chain: committed plan, evaluation, observation, acknowledgement, each timestamped, ending at the daily attestation. No route to edit or remove an entry. APPEND-ONLY EVIDENCE CHAIN Committed plan 09:41:07 Evaluation 09:41:08 Observation 09:41:08 Acknowledgement 11:02:35 daily attestation edit remove no route to edit or remove an entry

Audit trail

Committed plan, evaluation, observation and acknowledgement are written to an append-only evidence chain. The record begins at the intent stage, before any order reaches the OMS, and there is no route to edit or remove an entry.

See it in the product →
Today, the decision is reconstructed from holdings data months later. With DojiPad, the committed plan and exceeded observation reach the officer register at order entry. TODAY Holdings data months later Reconstruct the decision WITH DOJIPAD Committed plan + exceeded observation, with the figure Officer register Plan stated Order entry months later

Risk and compliance, one step earlier

Officers read committed plans and exceeded observations on the register at the intent stage, before order entry, with the figure attached, instead of reconstructing the decision from holdings data months later.

See it in the product →

Your path.

  1. 1 Why The compliance read, and the path from here. →
  2. 2 Evidence chain Observations, an append-only acknowledge ledger, daily attestations, stamped PDFs. →
  3. 3 Regulatory EU AI Act, SEC recordkeeping, allocator ODD: what each asks and what the system implements. →
  4. 4 Regulatory memo Request the regulatory alignment memo your compliance function can file. →
  5. 5 Mandate evaluation Ingestion, encoding, activation and versions. The system refuses to guess. →
  6. 6 Pilot Thirty days from go-live, one desk, in the firm's tenant, credited in full on conversion. →
  7. → Request a briefing The system running live on a simulated firm, viewed from the officer register and the trader plane in turn. →
Next: Evidence chain →